Who We Are.

SMBC Nikko Capital Markets Limited (CM Ltd) is a full scope IFPRU investment firm incorporated in the United Kingdom and authorised and regulated by the Financial Conduct Authority. CM Ltd is a subsidiary of Sumitomo Mitsui Banking Corporation (SMBC), the second largest bank in Japan by assets, and is therefore ideally positioned to provide our customers with additional value as a partner in the increasingly important Japanese financial markets.

With a focus on meeting the diversified needs of our clients, we are committed to providing a wider range of high value-added financial products, services and solutions in order to become a long-term strategic partner for all our clients.

Key Corporate Information

Company Name SMBC Nikko Capital Markets Limited
Date of Establishment October 01, 2010
Year of Incorporation 1995
Location of Head Office One New Change
London
EC4M 9AF
Telephone: +44 (0)20 3527 7000
Paid in Share Capital $1,304,000,000 USD
Representatives Takahiro Yazawa, Chairman
Antony Yates, President & CEO
Parent Companies Sumitomo Mitsui Banking Corporation (85% ownership)
SMBC Nikko Securities, Inc (15% ownership)

Indirectly 100% owned by Sumitomo Mitsui Financial Group
Number of employees 312 (as at October 2017)